Adding Brokerage Account

How to connect a brokerage account for wire and ACH transactions on Allocations

The Brokerage Accounts section allows users to link external brokerage accounts to their identities.

These accounts are typically used for:

• Receiving share distributions

• Holding transferred securities

• Processing in-kind distributions

• Managing secondary transactions

To access this page:

1. Go to Brokerage Accounts from the left sidebar.

2. Select the identity for which you want to add or manage a brokerage account.

Manage Brokerage Accounts

The page is divided into two sections:

• Select Identity (Left panel)

• Brokerage Account Details (Right panel)

Select Identity

On the left side, all available identities are listed.

Each identity shows:

• Name

• Identity Type (Individual or Entity)

• Entity Type (if applicable)

• Country (if available)

To add a brokerage account:

1. Click on the desired identity.

2. The right panel will update to allow account entry.

Add Brokerage Account

Under Brokerage Account Details, enter the required information:

• Brokerage Firm Name

• Account Number

• Account Name

• Additional Account Information (Optional)

All information must match the official brokerage records to prevent transfer issues.

Required Fields

The following fields are mandatory:

• Brokerage Firm Name

• Account Number

• Account Name

The Additional Account Information field is optional and can be used for:

• Account type details

• Internal reference notes

• Special transfer instructions

Saving Brokerage Account

After entering all required details:

1. Click Save.

2. The brokerage account will be linked to the selected identity.

Once saved, the brokerage account can be used for:

• Share distributions

• In-kind transfers

• Exit events

Important Notes

• Brokerage accounts are identity-specific.

• An identity can have multiple brokerage accounts if needed.

• Brokerage details must be accurate to avoid failed transfers.

• Changes may require verification depending on compliance status.